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Tobacco

The FDA continues to expand oversight of tobacco and nicotine products through new regulations, enforcement initiatives, manufacturing expectations, registration requirements, and premarket review obligations. Whether your organization manufactures traditional tobacco products, ENDS products, nicotine pouches, or emerging nicotine technologies, EAS Consulting Group provides the regulatory expertise to help you navigate FDA requirements with confidence.

Overview of Tobacco Services

FDA Tobacco Registration & Product Listing

FDA has proposed significant new registration and product listing requirements that would expand obligations for foreign tobacco manufacturers supplying products to the U.S. market. EAS helps manufacturers, specification developers, contract manufacturers, importers, and distributors evaluate how these requirements may affect their operations and prepare for future compliance.

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Tobacco Product Manufacturing Practices and Quality Systems

FDA is developing TPMPs which, once complete, will be the new standard by which all tobacco firms must comply. EAS is regularly called upon to review tobacco manufacturing procedures and quality systems for both large and small facilities. We provide guidance on implementing FDA recognized quality systems, including preparation or reviews of standard operating procedures (SOP) and how to maintain compliance standards for tar and nicotine. We help firms prepare for FDA mandated biannual facility inspections through mock-FDA audits and support during audits or inspections by FDA.

Tobacco Registration and Submissions Assistance

EAS assists tobacco firms with FDA submissions, applications and annual registrations of products and facilities for new tobacco products as well as products with modified risk claims. Additionally, we facilitate annual registrations, Premarket Tobacco Applications (PMTA) and marketing Orders for Modified Risk Tobacco Applications (MRTP). We also assist with Substantial Equivalence Submissions (SE).

Facility Compliance Audits

EAS Independent Consultants provide compliance assessments and mock FDA-inspection services, providing detailed analysis and reports on how your systems and procedures align with current FDA expectations and what corrective actions and enhancements you may want to consider in preparation for future TPMP requirements. Our detailed facility audits include a thorough report and recommendations for any Gaps identified. We also provide contractor audits of manufacturers, packagers, distributors and laboratories.

Tobacco Label and Market Reviews

EAS reviews tobacco product labels for compliance with required FDA information as well as filing of proper FDA marketing orders. We ensure disclosure information on ingredients and constituents of tobacco products is in order and provide recommendations for compliance with the FDA Enforcement Action Plan for advertising and promotion restrictions per the Tobacco Control Act Requirements.

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Transition from Computer System Validation (CSV) to Computer Software Assurance (CSA)

The life science industries, including pharmaceutical, medical device, biotechnology, biological, and tobacco and tobacco-related products continue to embrace new technology to improve delivery of quality products in compliance with FDA. In addition, we’ve seen a trend toward making use of cloud services, Software-as-a-Service (SaaS) solutions, and other technical innovations such as use of Artificial Intelligence (AI), Machine Learning (ML) and Large Language Models (LLMs), such as ChatGPT that have more recently begun to be used more heavily in life science companies.

21 CFR Part 11 (Electronic Records & Signatures) Compliance for Computer Systems Regulated by FDA

The Webinar will focus on the importance of ensuring that electronic record/electronic signature (ER/ES) capability built into FDA-regulated, or “GxP” computer systems meets compliance with 21 CFR Part 11. This includes development of a company philosophy and approach, and incorporating it into the overall computer system validation program and plans for individual systems that have this capability.
FDA’s 21 CFR Part 11 was enacted in 1997 and implementation success across the pharmaceutical and other regulated industries has been mixed. There are very specific limitations that arise when using ER/ES capability, such as the elimination of print capability to prevent users from making decisions based on a paper record as opposed to the electronic, or system of record.

Validation & Use of FDA-Regulated Systems Using AI, ML & Large Language Models (LLMs), such as ChatGPT

The life science industries, including pharmaceutical, medical device, biotechnology, biological, and tobacco and tobacco-related products continue to embrace new technology to improve delivery of quality products in compliance with FDA. In addition, we’ve seen some trends toward making use of cloud services, Software-as-a-Service (SaaS) solutions, and other technical innovations that have more recently begun to be used more heavily in life science companies.
Artificial Intelligence (AI), Machine Learning (ML) and Large Language Models (LLMs), such as ChatGPT are beginning to find a presence at these companies. While life science companies tend to lag behind other markets in using these technologies, they are catching up and we are seeing much more activity related to AI use in software applications used to develop, produce, test, and manage life science products with quality and compliance.
As the pace of technological innovation and evolution becomes more intense, there is a critical need for computer system validation, 21 CFR Part 11 (Electronic Records and Electronic Signatures) compliance, and data integrity assurance to continue in environments where artificial intelligence (AI) and machine learning (ML) are becoming prevalent.
FDA became alarmed by the lack of compliance to meet data integrity and Part 11 requirements during the last decade. Out of compliance citations during this period, including Form 483s and Warning Letters have skyrocketed for these key areas of compliance. But why?
Based on discussions with clients and stakeholders at conferences and meetings, it has become more and more obvious that most of the performers in industry are under management pressure to do more work with fewer resources and in less time. This continues to lead performers to seek faster and easier ways to get the work done, and opens the door to more conversation around the use of AI/ML in software development, testing, and support.

Data Integrity and Governance for Computer Systems Regulated by FDA

During this webinar, we will focus on the importance of ensuring that both structured (e.g., database records) and unstructured (e.g., Word document, PDF, spreadsheet) data are maintained with integrity through their chronological life cycle. This requires recognition that FDA is laser-focused on data integrity issues based on industry inspection trends during the past decade.
FDA’s Guidance for Data Integrity, issued in December 2018, did not include a single new requirement. Instead, it reiterated parts of the Code of Federal Regulations (CFRs) that have been in place for decades, and which industry was failing to meet.

Related Resources

Labstat

Your Best in Class Testing Laboratory for Tobacco and ENDS Products

Labstat is the largest independent third-party testing company of nicotine containing products in the world. Supporting regulatory testing and research for e-cigarette liquids, vapours, cigarettes (mainstream and sidestream tobacco smoke), whole tobacco, snus and smokeless tobacco, Labstat is ISO 17025:2005 accredited and GLP (Good Laboratory Practices) compliant and offers an extensive scope of services including Analytical Chemistry, Toxicology and Method Development.

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